| Notification/Circular no. |
Date | Subject | Amendment |
| CIR/IMD/DF/07/2014 | 02-Apr-14 | Disclosures pertaining to Assets Under Management |
Changes in terms defined by, Circular no. CIR/IMD/DF/05/2014 dated March 24, 2014 captioned ‘Enhancing disclosures, investor education & awareness campaign, developing alternative distribution channels for Mutual Fund products, etc’, the term ‘Asset under Management (AUM)’ shall be read as ‘Monthly Average Asset under Management (Monthly AAUM)’. Accordingly, data to be disclosed as per the format at annexure A1 and A2 of the aforesaid circular shall be Monthly AAUM instead of AUM. |
| CIR/MRD/DP/11 /2014 | 07-Apr-14 | Master Circular for Depositories | Master Circular has been issued to consolidate all circulars passed upto 31.03.2014. |
| CIR/IMD/FIIC/8/2014 | 07-Apr-14 | Change in investment conditions / restrictions for FII/QFI investments in government debt securities |
Pursuant to the announcements made in the First Bi-monthly Monetary Policy Statement, 2014-15 dated April 1, 2014 by the Reserve Bank of India (RBI), it has been decided as follows: 1. FIIs/QFIs shall henceforth be permitted to invest only in dated government securities having residual maturity of one year or above. 2. Existing FII/QFI investments in T-Bills shall be allowed to taper off on maturity/sale. No further purchases in T-Bills shall be permitted. The investment limits vacated at the shorter end shall be available at longer maturities. 3. The overall Government Debt investment limit for FIIs/QFIs shall remain unchanged at US$ 30billion. |
| CIR/CFD/POLICY CELL/2/2014 |
17-Apr-14 | Corporate Governance in listed entities – Amendments to Clauses 35B and 49 of the Equity Listing Agreement |
SEBI has now amended provisions of Listing Agreement, in order to harmonise it with the new rules of Corporate Governance. These shall come into effect 01.10.2014. |
SEBI April 2014
