| Notification/Circular no. |
Date | Subject | Amendment |
| CIR/IMD/DF/18/2014 | October 01, 2014 | Master Circular for Mutual Funds | In order to enable the industry and other users to have an access to all the applicable circulars at one place, Master Circular for Mutual Funds has been prepared. |
| No. LAD-NRO/GN/2014-15/15/1671 |
October 08, 2014 | Securities and Exchange Board of India (Stock Brokers and Sub-brokers) (Amendment) Regulations, 2014 |
SEBI has made the following regulations to amend SEBI (Stock Broker & Sub-Brokers Regulations, 1992. |
| CIR/IMD/FIIC/19/2014 | October 09, 2014 | Clarification on Government Debt Investment Limits |
The Government debt investment limits have been clarified by the SEBi vide this circular. |
| CIR/ MIRSD/ 4/ 2014 |
October 13, 2014 | Single registration for Stock Brokers & Clearing Members |
SEBI has issued guidelines for the purpse of implementing the revised registration requirements. |
| CIR/MRD/DP/29/2014 | October 21, 2014 | Modification of client codes of non-institutional trades executed on stock exchanges (All Segments) |
SEBI had issued circular CIR/DNPD/6/2011 dated July 05, 2011 pertaining to client code modifications of non-institutional trades on stock exchanges. SEBI has partially modified the said circular. |
| CIR/MRD/DP/30/2014 | October 22, 2014 | Revision of proprietary position limits of non-bank stock brokers for currency derivatives contracts |
SEBI has issued the clarification with regard to the proprietary positions limits of stock brokers in the exchange traded currency derivatives contracts. |
| No. LAD-NRO/GN/2014-15/16/1729 |
October 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 |
Securities and Exchange Board of India hereby makes the following regulations to provide for regulation of all schemes by companies for the benefit of their employees involving dealing in shares, directly or indirectly, with a view to facilitate smooth operation of such schemes while preventing any possible manipulation and matters connected therewith or incidental thereto. SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 are thereby repealed. |
SEBI October 2014
