|CIR/IMD/DF/18/2014||October 01, 2014||Master Circular for Mutual Funds||In order to enable the industry and other
users to have an access to all the applicable circulars at one place, Master
Circular for Mutual Funds has been
|October 08, 2014||Securities and Exchange Board of
India (Stock Brokers and Sub-brokers) (Amendment) Regulations, 2014
|SEBI has made the following
regulations to amend SEBI (Stock Broker & Sub-Brokers Regulations, 1992.
|CIR/IMD/FIIC/19/2014||October 09, 2014||Clarification on Government Debt
|The Government debt investment
limits have been clarified by the SEBi vide this circular.
MIRSD/ 4/ 2014
|October 13, 2014||Single registration for Stock
Brokers & Clearing Members
|SEBI has issued guidelines for
the purpse of implementing the revised registration requirements.
|CIR/MRD/DP/29/2014||October 21, 2014||Modification of client codes of
non-institutional trades executed on stock exchanges (All Segments)
|SEBI had issued circular
CIR/DNPD/6/2011 dated July 05, 2011 pertaining to client code modifications
of non-institutional trades on stock exchanges. SEBI has partially modified
the said circular.
|CIR/MRD/DP/30/2014||October 22, 2014||Revision of proprietary position
limits of non-bank stock brokers for currency derivatives contracts
|SEBI has issued the
clarification with regard to the proprietary positions limits of stock
brokers in the exchange traded currency derivatives contracts.
|October 28, 2014||Securities and Exchange Board of
India (Share Based Employee Benefits) Regulations, 2014
|Securities and Exchange Board of
India hereby makes the following regulations
to provide for regulation of all schemes by companies for the benefit
of their employees involving dealing
in shares, directly or indirectly, with a view to facilitate smooth operation
of such schemes while preventing any
possible manipulation and matters connected therewith or incidental thereto. SEBI (Employee Stock Option Scheme and
Employee Stock Purchase Scheme) Guidelines, 1999 are thereby repealed.