SEBI October 2014

By November 14, 2014 December 20th, 2019 No Comments
Date Subject Amendment
CIR/IMD/DF/18/2014 October 01, 2014 Master Circular for Mutual Funds In  order to enable the industry and other
users to have an access to all the applicable circulars at one place, Master
Circular for Mutual Funds has been 
October 08, 2014 Securities and Exchange Board of
India (Stock Brokers and Sub-brokers) (Amendment) Regulations, 2014 
SEBI has made the following
regulations to amend SEBI (Stock Broker & Sub-Brokers Regulations, 1992.
CIR/IMD/FIIC/19/2014 October 09, 2014  Clarification on Government Debt
Investment Limits 
The Government debt investment
limits have been clarified by the SEBi vide this circular.
MIRSD/ 4/ 2014 
October 13, 2014 Single registration for Stock
Brokers & Clearing Members
SEBI has issued guidelines for
the purpse of implementing the revised registration requirements.
CIR/MRD/DP/29/2014 October 21, 2014 Modification of client codes of
non-institutional trades executed on stock exchanges (All Segments)
SEBI had issued circular
CIR/DNPD/6/2011 dated July 05, 2011 pertaining to client code modifications
of non-institutional trades on stock exchanges. SEBI has partially modified
the said circular.
CIR/MRD/DP/30/2014 October 22, 2014 Revision of proprietary position
limits of non-bank stock brokers for currency derivatives contracts
SEBI has issued the
clarification with regard to the proprietary positions limits of stock
brokers in the exchange traded currency derivatives contracts.
October 28, 2014 Securities and Exchange Board of
India (Share Based Employee Benefits) Regulations, 2014
Securities and Exchange Board of
India hereby makes the following regulations 
to provide for regulation of all schemes by companies for the benefit
of their employees involving  dealing
in shares, directly or indirectly, with a view to facilitate smooth operation
of such  schemes while preventing any
possible manipulation and matters connected therewith or  incidental thereto.  SEBI (Employee Stock Option Scheme and
Employee Stock Purchase Scheme) Guidelines, 1999 are thereby repealed.

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