SEBI November 2014

By December 28, 2014 December 20th, 2019 No Comments
Date Subject Amendment
CIR/MRD/DP/31/2014  November 12, 2014 Consolidated
Account Statement (CAS) for all securities assets
Pursuant to the Interim Budget
announcement in 2014 to create one record for all financial assets of every
individual, SEBI had extensive deliberations with the Depositories, AMFI and
RTAs of Mutual Funds (MF-RTAs) to implement it with respect to financial
assets of securities market. As a first step in this direction, it has been
decided to enable a single consolidated view of all the investments of an
investor in Mutual Funds (MF) and securities held in demat form with the
Depositories. The Depositories and the Asset Management Companies (AMCs)/
MF-RTAs shall put in place systems to facilitate generation and dispatch of
single Consolidated Account Statements (CAS) for investors having MF
investments and holding demat accounts. AMCs/ RTAs shall share the requisite
information with the Depositories on monthly basis to enable generation of
CAS. The manner in which such consolidation of accounts shall be done is also
specified in the said circular.
November 19, 2014 Securities
Contracts (Regulation) (Third Amendment) Rules, 2014
 The Central Government has further amended
the Securities Contracts (Regulation) Rules,1957.
20 /2014 
November 24, 2014 Conditions for issuance of
Offshore Derivative Instruments under SEBI (Foreign Portfolio Investor)
Regulations, 2014
With a view to align the
applicable eligibility and investment norms between Foreign Portfolio
Investor (FPI) regime and subscription through the Offshore Derivative
Instruments (ODI) route, certain clarifications and conditions subject to
which FPI shall issue ODIs have been prescribed. 

Leave a Reply